| A |
Class A. |
| B |
Class B. |
| C |
Exempt from Nasdaq® listing
requirements for a limited period of time. |
| D |
A new issue of an existing stock.
(Often the result of a reverse split.) |
| E |
Delinquent in required filings with
the SEC as determined by the NASD®. |
| F |
Foreign. |
| G |
First Convertible Bond. |
| H |
Second Convertible Bond, same company. |
| I |
Third Convertible Bond, same company. |
| J |
Voting. |
| K |
Non-voting. |
| L |
Miscellaneous situations such as
foreign preferred, preferred when-issued, a second class of units, a
third class of warrants, or a sixth class of preferred stock. |
| M |
Fourth preferred, same company. |
| N |
Third preferred, same company. |
| O |
Second preferred, same company. |
| P |
First preferred. |
| Q |
In bankruptcy proceedings. |
| R |
Rights. |
| S |
Shares of beneficial interest. |
| T |
With warrants or with rights. |
| U |
Units. |
| V |
When-issued and when-distributed. |
| W |
Warrants. |
| X |
Mutual Fund. |
| Y |
ADR (American Depositary Receipts). |
| Z |
Miscellaneous situations such as a
second class of warrants, a fifth class of preferred stock, a stub, a
foreign preferred when-issued, or any unit, receipt, or certificate
representing a limited partnership interest. |